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Licensing & Appointment Requirements

As you know, working as a financial service professional requires various licenses to perform the necessary tasks.

Workman Securities Corporation is licensed in all 50 states. Dedicated staff is available to assist you in moving your FINRA registration from your former broker/dealer and to help ensure the appropriate life & health licenses are in place.

Additionally, the appropriate insurance carrier appointments would be required prior to soliciting and/or selling insurance products.

If you have any questions pertaining to the licensing, registration or appointment process during your transition to Workman Securities Corporation, please contact (800) 225-6465 for securities licensing and contracting or (800) 899-8371 for fixed business licensing and contracting.

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This site is designed for U.S. residents only. The services offered with this site are available exclusively through out U.S. investment representatives. Workman Securities investment representatives may only conduct business with residents of the states for which they are properly registered. Please note that not all of the products and services mentioned are available in every state. If you have any comments about this website please email the Webmaster

Securities and Investment Advisory Services offered through Registered Representatives/Investment Advisor Representatives of Workman Securities Corporation, Member FINRA/SIPC